No, according to SCS 6.2, even for individuals with no relevant financial relationship(s), the learners must be informed that no relevant financial relationship(s) exist.
If the individuals involved have no relevant financial relationships, can we skip the disclosure portion of the activity?
Weekly Compliance Tip
How do we mitigate a planner’s financial relationships with ineligible companies?
Institute a process and documentation to demonstrate that the planning team … More >
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