Is it appropriate for an accredited provider to leave it up to an individual in control of content to determine if their financial relationship(s) qualifies as relevant?

No!  It is not appropriate for the accredited provider to allow the individual in control of content to identify whether the financial relationship is relevant or needs to be mitigated.

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Weekly Compliance Tip

Is it necessary to collect financial disclosures from our staff annually? 

Accredited providers must collect disclosures for all individuals in control… More >

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E-mail: inquire@aoeconsulting.com
AOE Consulting, LLC
8156-E S. Wadsworth Blvd.
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Littleton, CO 80128