Actually, no! The provider cannot delegate this responsibility. The provider alone must identify the relevant financial relationship and take steps to mitigate those conflicts of interest, as well.
Is it ok for a provider to leave it up to each individual to determine if their financial relationship is relevant?
Weekly Compliance Tip
Is it necessary to collect financial disclosures from our staff annually?
Accredited providers must collect disclosures for all individuals in control… More >
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Phone: (303) 557-0859
E-mail: inquire@aoeconsulting.com
AOE Consulting, LLC
8156-E S. Wadsworth Blvd.
Suite 198
Littleton, CO 80128
